Britain's Financial Conduct Authority on Friday imposed a fine of 1 million pounds ($1.34 million) on Jean-Noel Alba, the ...

People going through certain events may not realise they could be classed as vulnerable and could also be at higher risk of ...

Thomas Beale assesses the FCA’s extended conduct rules on bullying, harassment and violence. What are the practical ...

Too few clients who come to my door are aware that advisers MUST provide this information - not only when you first sign up ...

The UK's Financial Conduct Authority (FCA) released its Consultation Paper and Policy Statement (CP25/18), marking a ...

Britain's Financial Conduct Authority is to extend rules covering non-financial misconduct such as bullying and discrimination beyond the banking industry in a bid to clamp down on bad behaviour ...

Rachel Reeves has set out sweeping reforms to the UK’s finance industry in the hope of delivering much-needed economic growth ...

The Financial Conduct Authority (FCA) is a quasi-governmental agency in the United Kingdom, formed as one of the successors to the Financial Services Authority (FSA). It regulates financial firms ...

Introduction. The UK Financial Conduct Authority (the “FCA”) issued a prohibition order against Mr Frensham based on his conviction for an offence which did not involve financial fraud or ...

The Financial Conduct Authority (FCA) recently outlined three new diversity targets for U.K.-listed companies, including a goal for boards to be at least 40% female.

News about Financial Conduct Authority (Great Britain). Commentary and archival information about Financial Conduct Authority (Great Britain) from The New York Times.