On January 13, 2025, the U.S. Securities and Exchange Commission (the “SEC”) announced settled charges against twelve firms for recordkeeping ...

Two Wall Street titans are shelling out a combined $60 million to the U.S. Securities and Exchange Commission for allegedly ...

President Donald Trump has elevated Republican Commissioner Mark Uyeda to take over the SEC from a now-departed Gary Gensler.

Regulatory authorities continue to advance initiatives to improve the efficiency and sophistication of global securities ...

President Trump's Jan. 23 executive order creates a crypto task force to craft rules and study a national reserve or ...

BlackRock CEP Larry Fink advocates for tokenization of bonds and stocks, citing efficiency, transparency, accountability and ...

The U.S. Securities and Exchange Commission filed an enforcement action alleging the Chicago-based firm tried to cover up ...

LONDON, Jan 21 (Reuters) - Hedge fund industry lobbyists have sent a wish list to the U.S. Securities and Exchange Commission (SEC) asking for repeals and delays to much of the regulator's hard ...

Coinbase has petitioned the U.S. Second Circuit Court of Appeals to have secondary crypto transactions deemed not securities.

(Reuters) - The U.S. Securities and Exchange Commission's new leadership said on Tuesday it had created a task force to develop a regulatory framework for crypto assets, in the first major move by ...

The ETFs aim to track 200% of their reference assets' daily performance through swaps, call options, and direct investments.

The Securities and Exchange Commission (the “SEC”) recently adopted Rule 13f-2 and Form SHO under the Securities Exchange Act ...