Britain's Financial Conduct Authority on Friday imposed a fine of 1 million pounds ($1.34 million) on Jean-Noel Alba, the ...

Vulnerable customers encouraged to open up to financial firms - People going through certain events may not realise they ...

The UK’s financial watchdog has fined H2O Asset Management’s former deputy chief executive £1mn and banned him from the financial services industry for providing deliberately misleading information.

Financial services firms are shedding millions in fines as regulators crack down on lax anti-money laundering processes ...

The UK's Financial Conduct Authority (FCA) released its Consultation Paper and Policy Statement (CP25/18), marking a ...

Britain's Financial Conduct Authority is to extend rules covering non-financial misconduct such as bullying and discrimination beyond the banking industry in a bid to clamp down on bad behaviour ...

The Financial Conduct Authority wants its legal and medical counterparts to target firms helping those who fabricate or ...

Too few clients who come to my door are aware that advisers MUST provide this information - not only when you first sign up ...

The FCA said Barclays "facilitated the movement of funds linked to financial crime" by providing services to Stunt & Co and ...

Financial watchdogs have insisted that the risk of a financial crisis will not increase as a result of measures announced by ...

The Financial Conduct Authority (FCA) recently outlined three new diversity targets for U.K.-listed companies, including a goal for boards to be at least 40% female.

Introduction. The UK Financial Conduct Authority (the “FCA”) issued a prohibition order against Mr Frensham based on his conviction for an offence which did not involve financial fraud or ...